This is an International Client Application Form. Please read it carefully, as you select products and services, please advise the best way to communicate with us, and agree to certain provisions that will govern our relationship. Once accepted, this application and all accompanying or supplemental documents form the entire agreement between us for this account. Unless otherwise indicated in this application, the words “you,” “your,” “yourself,” and “yours” mean the applicant(s). The words “we,” “us,” and “our” mean Guolian Securities International Capital Co. Limited in and our branches, subsidiaries, and affiliates.

Please complete and sign this application and submit along with any required supplemental forms identified through this application process.

In order to complete this application, you will need the following information:

• Identification information, such as a driver’s licence, passport, or another type of government-issued identification
• Social Security Number
• Information about your annual income, debt, expenses, and net worth
• Fields marked with red * are required.

The above information helps us comply with various securities regulations and rules and the USA Patriot Act information (Required by Federal Law), a Federal law that requires all securities firms to obtain, verify, and record information that identifies each applicant. The information also helps us more fully understand your investment profile and identify what types of investments or strategies may be suitable for you. Please note: if we cannot verify the information you provide, we may be required to restrict or deny your account.

Please remember to notify us if you experience a significant life change, such as the birth of a child, marriage, divorce, death of a spouse, loss of a job, change in financial situation, etc.